U.S. Department of Energy (DOE)
The strategic plan for the Department of Energy (DOE) is to fuel a competitive economy.
It calls for an integration of existing science and technology, energy resources, defense
programs, and environmental restoration into five business lines:
1. Energy resources
2. National security
3. Environmental quality
4. Science and technology
5. Industrial competitiveness
DOE's mission includes commercialization planning as part of the innovation process,
understanding markets and private sector drivers, regulatory and policy provisions,
technology transfer mechanisms, and measuring the results of technology transfer.
Over the years, contractors and DOE have negotiated intellectual property provisions,
computer software licensing, handling of proprietary information, and cooperative research
and development agreement approval, all of which help facilitate the transfer of
technology.
To address domestic and global environmental cleanup markets, three
sectors--government, R&D laboratories, and the private sector--are integrated to
operate as one system.
DOE's Office of Environmental Management (EM) was established in 1989 with a mission of
cleaning up contaminated weapons manufacturing sites by the year 2020. Today's technology
is not sufficient to clean up the sites. Their mission is to develop innovative
environmental technological systems for cleaning up contaminated sites and, when
applicable, for commercialization.
In the EM program, successful technology transfer can accomplish the integration of
science and technology, environmental quality, and economic productivity. Such integration
assumes that appropriate science and technology are cooperatively used from research and
continued into EM's R&D program. Such a focus and integration will move the Department
toward its long-term vision of using its leadership in energy, science, and technology to
help industry sustain the long-term economic growth that will create better jobs and a
cleaner environment.
DOE's Office of Technology Development (TD) is responsible for developing innovative
technology for environmental cleanup applications and improving or enhancing existing
technology. Within the Office of Technology Development, a technology transfer function
was established to address transferring EM-developed technology to EM restoration and
waste management organizations, industry, and other Federal agencies, as well as
facilitate acquiring industrial technology for testing and evaluation in EM's permitted
test beds.
Environmental Management's definition of technology fits into six categories. They are
as follows:
- Technology is available as a new product for application
- Technology is added as a new capability to an existing technology line
- An existing technology is modified, or enhanced, for an additional, or secondary,
application
- Technology is repositioned in a market or costs of using it are decreased
- Through a partnership, technology is exchanged anywhere along the technology transfer
process
- New venture startup business is established based on the technology
The DOE strategic plan identifies five business lines that most effectively use and
integrate the Department's technological and scientific assets, engineering expertise, and
facilities to benefit the nation. The business lines are (1) economic productivity, (2)
energy resources, (3) national security, (4) environmental quality, and (5) science and
technology.
DOE's vision for the year 2020 is to use its leadership in energy, science, and
technology to help industry sustain long-term economic growth to create jobs and a cleaner
environment.
Working together, DOE, industry, and other Federal agencies can make the U.S. economy
the most productive in the world in its use of energy, material, and human resources.
Each DOE laboratory or facility with over 200 scientists and engineers has an Office of
Research and Technology Applications (ORTA). The function of the ORTA is to support
laboratory and facility employees in transferring technologies. In addition, most
laboratories and facilities have legal staff to provide support for managing, protecting,
and transferring intellectual property.
Los Alamos National Laboratory
The Los Alamos National Laboratory is operated by the University of California for the
DOE. Los Alamos implemented programs to meet the special needs of small business partners.
Los Alamos National Laboratory actively seeks technology development and
commercialization partnerships with industry. Such partnerships enhances its ability to
fulfill the national security mission, improve the competitiveness of industrial partners,
and strengthen the nation's economic security.
The Industrial Partnership Office (IPO) serves as the single point-of-contact for
collaborations between U.S. companies and Los Alamos National Laboratory. It coordinates
all industrial interactions and handle the financial and contractual arrangements that
lead to successful partnerships.
Small businesses with needs that cannot be met by their conventional technical
assistance programs are offered partnerships to support cooperative research and
development projects.
The partnership is cost-shared; the small business may contribute in-kind resources.
Information generated from the research is protected and intellectual property rights are
negotiated. Several types of agreements are available to establish these partnerships;
when special conditions are met, a streamlined CRADA is available for small businesses.
Los Alamos provides technical assistance to trade associations whose members are
predominantly small businesses. The association submits descriptions of up to three
technical problems that are widely shared by its membership. A Laboratory technical review
board selects the problem to be addressed. The Laboratory provides the technical
assistance; the trade association is responsible for disseminating the results to its
membership. Projects are funded for up to one year, with a limit of one project per trade
association per year.
Los Alamos can work with SBIR winners by entering into CRADAs and by providing
technical consulting and access to our experimental facilities and instruments. A number
of mechanisms are designed to provide non-Federal parties with access to DOE
laboratory/facility expertise and property. Among these mechanisms are user facilities,
technical assistance, consulting arrangements, and work for non-Federal partners.
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